All courses are crossreferenced with the exam content outline. Get unlimited access to our exam prep software 24 x 7 for 6 months. Our series 6 online examcenter gives you the ability to test your knowledge at multiple levels to gauge your knowledge level, identify areas needing improvement, and give you confidence you are prepared. What is the difference between the series 63, 65, and 66. Online license course learning for the series 6 exam. A series 6 license enables you to sell packaged investment products such as mutual funds, unit investment trusts and variable annuities and indexed annuities in the future. Series 6 exam prep training and study materials by examfx. If the individuals application is approved, they will receive an examination authorization. You are permitted to rewrite either exam if you fail. If you yourself are looking to be awarded with this license, read on to find out the steps.
The series 63 license is the accompanying state license for the series 6 and 7 licenses. Unlike many other finra exams, the series 63 exam does not require member firm sponsorship. To pass the exam, testers must answer 70 percent of the questions correctly. Schedule your exam online with your states testing provider, prometric. Generally, investment companies require that their brokers and agents have this series 6 license. Applicants hoping to earn a series 6 license have to pay a registration fee in order to take the test. Take practice tests anytime, anywhere using any pc, mac, phone or tablet. The series 6 exam the investment company and variable contracts products representative qualification examination ir assesses the competency of an entrylevel representative to perform. Candidates must pass both the series 6 exam and the sie exam to obtain the investment company and variable contracts products registration.
A series 6 registered individual is not a stockbroker since series 6 license holders cannot sell stock, other. Series 6 is a finra exam required for individuals who sell investment companies, variable annuities and life insurance policies. Starting october 1, 2018, aside from being sponsored by a finraaccredited firm, you must also take sie exam as a corequisite for the series 6 exam. Starting on monday, february 11th candidates will be directed to a new registration and scheduling page within prometrics candidate management system. Why cant i just sit for the series 7 and series 66 exams instead of the series 65 exam.
The series 6 exam the investment company and variable contracts products representative qualification examination ir assesses the competency of an entrylevel representative to perform their job as an investment company and variable contracts products representative. This is a pass guarantee course with tutor support. Anyone carrying a series 6 or series 7 license must have a. Your sponsoring firm will help you with exam preparation by guiding you to the right resources. Training consultants series 6 exam training solutions. Mometrix test preparation has designed both a detailed study guide and flashcards that contain all the information you will need in order to pass the series 6 exam.
Prepare to pass your series 6 replevel licensing exam on the first attempt with. The following waiting periods apply for individuals needing to retake the series 63, series 65 or series 66 following a failed attempt. Series 6 and 63 licensing requirements ab training center. The series 6366 exam needs to be scheduled on a different day than the series 7 6 2262. This exam is administered by the financial industry regulatory authority finra, previously known as the nasd. An exam fee must be paid at the time of reservation by credit card, debit card, voucher or electronic check. Feb 14, 2019 the series 6 is a license sought by professionals in the financial services industry. Once you secure your sponsorship, you can then take the topoff exam for the series 6 license. Series 6 investment company and variable contracts products. The series 66 license is only an option if you have, or are obtaining, the series 7 license. Kaplans top priorities are the health and safety of employees, students, customers, and the community. The series 6 exam is comprised of 100 multiple choice test questions. The series 6 practice test will assist you in passing the series 6 exam, which is a test that assesses the testtakers knowledge and ability to perform adequately when selling securities.
Our series 6 courses will prepare you for your exam. You can access additional details about this service on finras covid19 page, starting friday may 1st. The exam is multiplechoice and has a maximum allotted test time of 2 hours and 15 minutes. Most states require a series 63 license as well as state specific other licenses to sell products. To get your series 6 andor 63, you need to submit your u4 with the appropriate fees and a fingerprint card. The series 6 license allows you to sell mutual funds, variable. For more information on the registration process, see register a new candidate. Mometrix test preparation has designed both a detailed study guide and flashcards.
If you need to reschedule your exam, you must do so at least 24 hours prior to your testing appointment or you will forfeit your examination fee. Series 6 exam online series 6 licensing online training. Finra and prometric take the health and wellbeing of our community as a top priority. How to get a series 63 license series 63 exam info. We expect to launch the service on a limited basis in the near future, starting with the sie, series 6, series 7, series 63, and series 66 with increasing capacity and exam offerings over the next four to six weeks. Covid19 guidance on finraadministered exams please see the complete message. Candidates should plan to spend approximately 6080 hours with these. The series 6 exam may be complicated, but with the right study materials, you can pass with a grade you are proud of.
Our essential selfstudy solution includes both print and online series 6 exam prep tools designed to fit your study style and schedule. Frequently asked questions about the finra series 6 exam. In the united states, the investment company productsvariable life contracts representative. Series 23 general securities principal sales supervisor module exam. Once the series 6 test has been passed and a license. The reason you sit for the series 65 exam is to charge fees for your services. With a series 6 license you are permitted to sell mutual funds and variable contract products to clients. Find everything you need to know about the series 6 exam. A background check for criminal records is also necessary to obtain series 6 licensure. Series 6 is a finra exam required for individuals who sell investment companies. You can make an exam reservation through the following methods. You have 120 days after registration to take the exam.
Earn your series 6 requirements and career information. You are even given sample questions that help you apply what you have studied. How to get a series 6 license series 6 exam info kaplan. Firms apply for candidates to take the exam by filing a uniform application for security industry registration or transfer form u4. In response to the guidance from the us centers for disease control and prevention cdc related to the growing concerns about the coronavirus covid19, prometric is extending its testing center closure in the united states and canada until april 30, 2020. Candidates who have previously tested with prometric, will receive a welcome email which will contain a link for you to create your account. The series 6 and 7 licenses are national licenses, while the series 63 is a state license. If your firm sponsors you, itll have to file a uniform application for securities industry registration or transfer form u4 via the central registration depository crd and cover your exam fee. Since most financial professionals take the series 6 or series 7 exam before the series 65, you may have some experience. The question of whether a particular person is required to obtain a series 63 license is a specific facts and circumstances analysis, and. If you want to sell securities that require a series 7 license and charge a fee to give securities advice, you can skip taking both the series 63 and series 65 and instead take the combination series 66 exam. A general overview of finras series 6, 7, 63, 65 and 66 exams.
The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions. Understanding the limitations of a series 6 license. The sie exam is a corequisite to the series 6 exam. If a candidate is applying to take the series 63 exam as an employee or as an agent of a nonfinra member firm, he or she must file form u10 and pay the exam fee through the crd. Then theres the state exam fee, which primerica will reimburse you when you pass the test. Common jobs utilizing the series 6 license include financial advisors, retirement plan specialists. Schedule the exams at a prometric or pearson exam facilitator site of your choosing. Series 6 and 63 licensing requirements are as follows. Anyone carrying a series 6 or series 7 license must have a series 63 license in the state where they want to work. A general overview of finras series 6, 7, 63, 65 and 66. Get answers to the most frequently asked questions about the finra series 6 topoff exam so you can prepare for the next step in your career. The series 6366 exam needs to be scheduled on a different day than the series 762262. Organization discounts availableactual price may vary depending on state. Schedule the exams at a prometric or pearson exam facilitator.
Candidates are given two hours and 15 minutes to complete the exam and must achieve a score of 70 or higher to pass. Mar 18, 2019 to take the series 6 exam, you must be sponsored by a finra member firm or a selfregulatory organization sro. All licensing study material is updated for current. Common jobs utilizing the series 6 license include financial advisors, retirement plan specialists, investment. New candidates will now need to create a new profile before scheduling their exam. The series 6 exam qualifies individuals for sales positions in a mutual fund or insurance industry. The series 6 exam consists of 100 multiplechoice questions that cover four main functions. Even if your financial adviser doesnt actually sell any financial products, if he charges you a fee for his services, he. A series 6 registered individual is not a stockbroker since series 6 license holders cannot sell stock, other corporate securities, direct participation programs dpps, or option products.
Trainingcenter offers several series 6 and 63 training courses to meet your series 6 and 63 licensing requirements. The series 6 exam consists of 105 multiple choice questions. You can obtain this license by taking and passing the series 6 financial certification exam. In response to the guidance from the us centers for disease control and prevention. Series 6 testing can be a struggle to pass for many and requires a great deal of series 6 study time to increase chances of passing on the first attempt. Series 6 securities licensing learn with flashcards, games, and more for free. How to get your series 6 license kaplan financial education. May 05, 2019 the series 7 is an exam and license that entitles the holder to sell all types of securities with the exception of commodities and futures. The series 7 is an exam and license that entitles the holder to sell all types of securities with the exception of commodities and futures. Apr 09, 2019 get answers to the most frequently asked questions about the finra series 6 topoff exam so you can prepare for the next step in your career. Content the series 63 exam takes 75 minutes to complete and consists of 60 multiplechoice questions. The series 63 license authorizes the licensee to transact business within the state. Even if your financial adviser doesnt actually sell any financial products, if he charges you a fee for his services, he needs to hold a series 65 license. Passing this 2hour exam requires time, dedication and a fair amount of study.
Individuals are required to pass both the series 6 topoff as well as the sie qualification exam in order to. The series 6 license allows a representative to sell only a limited set of. The series 6 practice test will assist you in passing the series 6 exam, which is a test that assesses the testtakers knowledge and ability to perform adequately when selling securities products. Looking for series 6 securities exam prep practice. Mar 28, 2017 a series 6 license enables you to sell packaged investment products such as mutual funds, unit investment trusts and variable annuities and indexed annuities in the future. There are many ways to find a licensing provider like searching a series 6 course online. There is also an exam fee that is commonly covered by the sponsoring firm. After you have gained sponsorship by a finra member, you are ready to register to take your exam. The series 6 exam is the finra license for individuals who wish to sell mutual funds and variable annuities.
The series 6 is a license sought by professionals in the financial services industry. With a series 7 license you are permitted to sell all securities to clients. This is a fully interactive web based course that gives the student all of the strengths of a live class and more. Finra has a content outline you can use to study for the series 26 exam. To take the series 6 license exam, you must first register to become a member of finra by using the online form that. This license is for individuals who want to sell mutual funds and variable annuities. Our software features a simulation of the proctor exam interface just like you will encounter on test day. To take the series 6 exam, you must be sponsored by a finra member firm or a selfregulatory organization sro. Sep 05, 2008 then theres the state exam fee, which primerica will reimburse you when you pass the test. For more information on registration requirements refer to finra rule 1210. Series 6 investment company and variable contracts. Passing the series 6 exam qualifies a candidate as an investment company.
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